International Capital Markets

Capital Markets

Synergy Capital Markets acts as a Capital Markets Initial Public Offer Underwriter for a company. Synergy Capital Markets ensures that the issuer firm satisfies all regulatory requirements, such as filings with the appropriate bodies and depositing all fees, and makes all mandatory financial data available to the public.


Next, and perhaps most importantly, Synergy Capital Markets sets the Issuer Firm (the company going public) up with meetings with Licensed Broker Dealers and Market Makers who will in turn introduce the issuer to large prospective buyers of stock, such as mutual funds and insurance companies who have large sums of money to invest.


Synergy Capital Markets will work with the Issuer, the Broker Dealer(s), and the Market Maker(s) to take the pulse of prospective buyers, and then recommends an IPO price to the Issuer Firm. This is the price at which the shares will be sold. An excessive price may leave the firm with unsold stock, while a price that is too low will mean forgone revenue from the stock sale.

Synergy Capital Markets does not participate in the sale of securities, or the marketing of securities, nor does Synergy Capital Markets provide investment advice to individual investors.

Synergy Capital Markets is an Alternative Investments Advisor to Family Offices, Investment Banking Firms, Registered Investment Advisory Firms, Asset Management Firms, Broker Dealers, Market Makers, Life Insurance Companies, Pension Funds, Foundations, Endowments and other Institutional Investment Firms. 


Once a listing has been approved, but before public trading commences, the Company will be taken on an extensive Road Show across throughout the United States, and/or Internationally, to expose the financing to appropriate institutional investment groups with the expectation to secure funding commitments within one to two weeks.

Primary United States & Canada RoadShow locations (but not limited to):

  • New York City

  • Los Angeles

  • San Francisco

  • Miami

  • Houston

  • Dallas

  • Chicago

  • Boston

  • Toronto

Primary International Locations (but not limited to):

  • Germany (Berlin, Frankfurt, Munich, Dusseldorf)

  • Switzerland (Zurich & Geneva)

  • Dubai

  • Abu Dhabi

  • Singapore

  • London

  • Hong Kong

  • Tokyo

  • Sydney

  • Sao Paulo

The Market Makers & Broker Dealers will work with the Institutional Investor groups who will buy new stock at a negotiated discount to the market price.

Synergy Capital Markets has NO UPFRONT FEES OR COSTS, and 100% of the Synergy Capital Markets Fees are collected upon capitalization of the Company through the IPO process. Synergy Capital Markets is not responsible for the costs or fees associated with: 

  • Incorporation costs or fees

  • Market Maker / Designated Sponsor costs or fees

  • Registrar or Transfer Agent costs or fees

  • Stock Exchange Listing Fees

  • Broker Dealer costs or fees

  • Any Valuations or Financial Audits

  • Legal Documentation costs or fees


 Synergy Capital Markets

9453 De Soto Avenue

Suite M

Chatsworth, California 91311


Synergy Capital Markets, is an institutional alternative real estate finance investment adviser, investor and underwriter. Synergy Capital Markets does not offer, and does not offer to provide any broker dealer or market maker services. Synergy Capital Markets operates this website at (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. We do not provide financial planning services to individual investors. Synergy Capital Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence. Prospective investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed on this Website, and are encouraged to consult with their own financial advisor, attorney, accountant, and any other professional that can help you / them to understand and assess the risks associated with any real estate investment opportunity. Full Disclosure

© 2018 by Synergy Capital Markets