Corporate Finance Division

Financial Services Company Venture Capital

Financial services are the economic services provided by the finance industry. It encompasses a wide range of businesses that manage money including (but not limited to): credit unions, banks, auto lenders, mortgage lenders, credit card companies, accountancy companies, insurance companies, stock brokerage, consumer finance companies, investment funds and some government sponsored enterprises.

The Financial Services sector is further broken down into two segments: FinTech - which is Financial Technology (online, computing software, etc), and FinServ - which is the actual financial services provided by a company and/or its people.

The financial services industry is huge, fast-moving, and ultra-competitive. It’s also radical and inspiring. Every day, FinTech start-ups develop new technologies that either help or disrupt banking, insurance, payments, and asset management incumbents.

Synergy Capital Markets is an enabler of this dynamic shift, on the lookout for new companies and ideas that will drive innovation and disruption. Success is contingent upon hard work, revolutionary concepts that meet end-user needs, the ability to develop those ideas into tangible products and services, and effective delivery to the marketplace. At SJM Capital, our passion is to transform financial services by seeking, and executing on, transformative ideas. 

Fostering Growth without Diluting Equity:

For Financial Services Industry companies at critical stages of development, debt can serve as a key financing option to foster growth, with minimal dilution of equity ownership. At Synergy Capital Markets, not only do we understand the industries of our portfolio Financial Services Industry companies, but we also understand the growth process - and occasionally the growing pains - they undergo.

When venture debt is used appropriately, we believe entrepreneurs gain the following benefits:

  • Able to raise capital in a way that benefits the team and the business as a result of the greater flexibility offered by venture debt than traditional forms of debt financing

  • Have more time between equity rounds to build the business and achieve critical milestones, which creates potential for greater valuation

  • Retain a larger ownership stake in the company prior to an IPO or other liquidity event

  • Achieving milestones quickly in many cases also means reaching the IPO stage more rapidly

 Synergy Capital Markets

9453 De Soto Avenue

Suite M

Chatsworth, California 91311


Synergy Capital Markets, is an institutional alternative real estate finance investment adviser, investor and underwriter. Synergy Capital Markets does not offer, and does not offer to provide any broker dealer or market maker services. Synergy Capital Markets operates this website at (referred to as the “Website”). By accessing this Website and any pages thereof, you agree to be bound by its Terms of Use and Privacy Policy. Past performance is no guarantee of future results. Any historical returns, expected returns, or probability projections may not reflect actual future performance. We do not provide financial planning services to individual investors. Synergy Capital Markets does not provide tax advice and does not represent in any manner that the outcomes described herein will result in any particular tax consequence. Prospective investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed on this Website, and are encouraged to consult with their own financial advisor, attorney, accountant, and any other professional that can help you / them to understand and assess the risks associated with any real estate investment opportunity. Full Disclosure

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